Austin C. Bohlman

SAFRA SECURITIES LLC

Palm Beach, FL 33480

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CRD#: 5360883

Professional summary

Austin Christopher Bohlman is a registered financial professional currently at SAFRA SECURITIES LLC located in Palm Beach, Florida.

Austin is registered as a RR (Registered Representative) and started their career in finance in 2011. Austin has worked at 3 firms and has passed the Series 65, Series 63, Series 57TO, SIE, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Austin Christopher Bohlman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2025 - Present

SAFRA SECURITIES LLC

Office #1: 350 Royal Palm Way Suite 500, Palm Beach, FL 33480

CRD#: 47873

Palm Beach, FL

Past

July 11, 2014 - July 16, 2025

GOLDMAN SACHS & CO. LLC

CRD#: 361

WEST PALM BEACH, FL

Past

November 20, 2012 - July 10, 2014

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

ATLANTA, GA

Past

April 15, 2011 - July 10, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/17/2025)

California
(7/17/2025)

Florida
(7/17/2025)

Georgia
(7/17/2025)

Missouri
(7/17/2025)

New York
(7/17/2025)

North Carolina
(7/17/2025)

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 9/10/2014

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/14/2011

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SAFRA SECURITIES LLC

SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC

CRD#: 47873 / SEC#: , 8-51935

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

546 Fifth Ave, New York, NY 10036

Mailing Address

546 Fifth Ave, New York, NY 10036

Phone number

(212) 704-5500

Established

Delaware since 12/31/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (45 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SAFRA NATIONAL BANK OF NEW YORK	SOLE SHAREHOLDER
BONFIM, CARLOS CESAR BERTACO	DIRECTOR
COLOMBO, RAFAELO	DIRECTOR	6054935
DIBIASI, ANTHONY	FINOP	6435706
GRUNWALD, MARK STEVEN	DIRECTOR & PRESIDENT	3262204
JAVIER, SIGMUND PETER	DIRECTOR	6002619
MCCARTHY, GERARD THOMAS	CHIEF COMPLIANCE OFFICER	3121615
MORATO, SIMONI PASSOS	DIRECTOR	5568481
OSWALD, THOMAS FRANCIS	CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER	1828798
YOU, SANG MIN JIMMY	CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER	6693855

Disclosures

Regulatory Event	2
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Austin C. Bohlman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Austin Christopher Bohlman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2012

Series 63

Date: 5/20/2011

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 9/10/2014

Series 7

Date: 4/14/2011

FINRA

Current Firm

SAFRA SECURITIES LLC

Contact information

FINRA licenses (45 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

SAFRA SECURITIES LLC

TRUST BUT VERIFY

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