Jeffrey E. Santoro
Professional summary
Jeffrey Edward Santoro, who also goes by Jeffrey Santaro, Jeffrey Santoro, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.
Jeffrey is registered as a RR (Registered Representative) and started their career in finance in 2008. Jeffrey has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 82TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jeffrey Edward Santoro's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 13, 2021 - Present
FOUR POINTS CAPITAL PARTNERS LLC
January 27, 2010 - September 13, 2011
JEFFERIES LLC
September 16, 2008 - February 20, 2009
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/15/2021)
(6/20/2023)
(11/15/2021)
(5/15/2024)
Exams
Series 79TO
Date: 11/26/2021
Investment Banking Registered Representative ExaminationSeries 82TO
Date: 9/28/2021
Limited Representative-Private Securities OfferingsFINRA
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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