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Stephen Nicholas Earner

EARNER WEALTH
SAFETY HARBOR, FL
·CRD# 5360284·6 years experience

Professional Summary

Stephen Nicholas Earner, who also goes by Stephen Earner, is a registered financial advisor currently at EARNER WEALTH LLC located in Safety Harbor, Florida. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Stephen has worked at 3 firms and has passed the Series 65, Series 99TO, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stephen Earner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years in the financial services industry

Current & Past Employments

EARNER WEALTH LLC·CRD# 330685
RIA
Safety Harbor, FL
June 27, 2024 - Present
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
May 10, 2021 - March 28, 2024
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
January 25, 2021 - April 8, 2021

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Current Firm

EW
EARNER WEALTH LLC

EARNER WEALTH LLC

CRD#: 330685
Florida
Registered Investment Advisory firm - Florida (6/27/2024 Approved)

Contact Information

Main Address

Safety Harbor, FL

Phone Number

(727) 275-0077

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

25

AUM (Assets Under Management)

$16,421,152

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 2024About the Series 65 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2021About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Jul 2020About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Stephen Nicholas Earner's CRS (Customer Relationship Summary).

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