Julie K. Nielsen

VANN EQUITY MANAGEMENT LLC

Plano, TX 75093

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CRD#: 5360280

Professional summary

Julie Kay Nielsen, who also goes by Julie Kay Broda, Julie Kay Christophersen, is a registered financial advisor currently at VANN EQUITY MANAGEMENT LLC located in Plano, Texas.

Julie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Julie has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Julie Kay Broda | Julie Kay Christophersen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Kay Nielsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 3, 2024 - Present

VANN EQUITY MANAGEMENT LLC

Office #1: 4975 Preston Park Blvd #490, Plano, TX 75093

RIA

CRD#: 174239

Plano, TX

Past

September 21, 2021 - July 8, 2022

CAPITAL ADVISORS, INC.

RIA

CRD#: 104643

FRISCO, TX

Past

June 7, 2019 - June 25, 2021

PER STIRLING CAPITAL MANAGEMENT, LLC

RIA

CRD#: 151671

Dallas, TX

Past

September 27, 2016 - August 25, 2017

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

IRVING, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/3/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2016

Uniform Investment Adviser Law Examination

Current Firm

VANN EQUITY MANAGEMENT LLC

AUSTIN WEALTH SPECIALSTS | VANN EQUITY MANAGEMENT LLC | PRECISION CAPITAL MANAGEMENT | PCM ADVISORY LLC

CRD#: 174239 / SEC#: 801-80766

RIA

Registered Investment Advisory firm - (1/2/2015 Approved)

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Contact information

Main Address

4975 Preston Park Blvd #490, Plano, TX 75093

Mailing Address

Phone number

(214) 983-0346

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANN EQUITY- ADV 2A PLATFORM BROCHURE-AUG 2025 (9/2/2025)

VANN EQUITY MANAGEMENT LLC ADV PART 2A-AUG 2025 (9/2/2025)

Regulatory assets under management

Total Number of Accounts	174
AUM (Assets Under Management)	$ 203,644,459

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Julie K. Nielsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Julie Kay Nielsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANN EQUITY MANAGEMENT LLC

CAPITAL ADVISORS, INC.

PER STIRLING CAPITAL MANAGEMENT, LLC

UNITED CAPITAL FINANCIAL ADVISORS

Primary Firm SEC Registration

VANN EQUITY MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2016

Current Firm

VANN EQUITY MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANN EQUITY MANAGEMENT LLC

TRUST BUT VERIFY

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