Nir Brunstein

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CRD#: 5360147

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nir Brunstein was a registered financial professional .

Nir is a previously registered financial professional and started their career in finance in 2007. Nir had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 3, 2007 - February 28, 2012

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

HAPOALIM SECURITIES USA, INC.

ERNST & COMPANY | INVESTEC ERNST & COMPANY, INC. | INVESTEC ERNST & COMPANY | INVESTEC (US) INCORPORATED | HAPOALIM SECURITIES USA, INC.

CRD#: 266 / SEC#: , 8-3018

Terminated by SEC on 04/01/2019

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Contact information

Main Address

Mailing Address

Phone number

Established

Delaware since 09/23/1993

Firm type

Corporation

Fiscal year end

December

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
BHI USA HOLDINGS, INC.	SHAREHOLDER
FELIX, MICHAEL PAUL	CEO	1015774
FRUCHT, MARK OSCAR	CFO, FINOP	5130492
HAMANI, GABRIEL	NON-EMPLOYEE BOARD MEMBER	6041565
VENEZIA, JOHN JOSEPH	CHIEF COMPLIANCE OFFICER
YAIR, TALMOR	CHAIRMAN OF BOARD OF DIRECTORS	6789361

Disclosures

Regulatory Event	32
Civil Event	1
Arbitration	6

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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