John E. Cooper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Emanuel Cooper, who also goes by John E Cooper, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1973. John had worked at 4 firms and has passed the Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 1981 - December 11, 1981
ILG SECURITIES CORPORATION
March 27, 1975 - May 13, 1976
AMERICAN EXPRESS FINANCIAL CORPORATION
March 27, 1975 - May 13, 1976
AMERIPRISE FINANCIAL SERVICES, LLC
March 27, 1975 - May 13, 1976
IDS LIFE INSURANCE COMPANY
July 19, 1973 - March 1, 1975
AMERICAN EXPRESS FINANCIAL CORPORATION
July 19, 1973 - March 1, 1975
AMERIPRISE FINANCIAL SERVICES, LLC
July 19, 1973 - March 1, 1975
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/12/1973
Registered Representative ExaminationCurrent Firm
ILG SECURITIES CORPORATION
CRD#: 422 / SEC#: , 8-13659
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
