Adam L. Borst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adam Leo Borst was a registered financial professional .
Adam is a previously registered financial professional and started their career in finance in 2007. Adam had worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2012 - August 7, 2014
V WEALTH ADVISORS LLC
August 28, 2012 - August 12, 2014
LPL FINANCIAL LLC
August 28, 2012 - August 12, 2014
LPL FINANCIAL LLC
August 24, 2010 - May 16, 2012
EQUITABLE ADVISORS, LLC
August 13, 2010 - May 16, 2012
EQUITABLE ADVISORS, LLC
June 25, 2007 - October 5, 2009
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
V WEALTH ADVISORS LLC
CRD#: 153278 / SEC#: 801-71232
Contact information
Regulatory assets under management
| Total Number of Accounts | 4,746 |
| AUM (Assets Under Management) | $ 1,518,196,247 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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