DS
David S. Stone
STONE FINANCIAL
Harrison, AR
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CRD#: 5360014
DS
Professional summary
David Scott Stone, who also goes by David "scott" Stone, Scott Stone, is a registered financial advisor currently at STONE FINANCIAL located in Harrison, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. David has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David "scott" Stone | Scott Stone
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) FOUR STONE PROPERTIES, LLC; HARRISON, AR; NOT INVESTMENT RELATED; REAL ESTATE HOLDINGS AND RENTAL; OWNER/PRESIDENT; 50%; 10/14/09; 5HRS/MONTH; 0.25HRS/TRADING 2) INDEPENDENT INSURANCE AGENT; HARRISON, AR; NOT INVESTMENT RELATED; HEALTH AND LIFE INSURANCE SALES - BLUE CROSS,UNITED HEALTH AND MUTUAL OF OMAHA MEDICARE SUPPLEMENT; 01/01/09; 5HRS/MONTH; .10HRS/TRADING 3) STONE FINANCIAL AND CAPITAL CORPORATION; HARRISON, AR; 09/25/12; INVESTMENTS; CEO-100% OWNER; COMPANY WILL INVEST IN STOCKS, MUTUAL FUNDS, BONDS, COMMODITIES, AND OTHER FINANCIAL INSTRUMENTS; 10HRS/MONTH; 1HR/TRADING 4) CFO; Stone Financial Management Group LLC; Investment Related: No; 3315 E Ridgeview, Suite 2000 Springfield MO 656804; Management consulting business that works in partnership with my CPA firm Stone Financial and Tax Center, PLLC. ; Duties: I manage all the finances of the entity; 2023-06-13; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 25; 5) Scott Stone as an Accounting Advisory Director at a CPA on FIre; Is the business investment related: No; Location of the business: 1535 N River Rd Freemont OH 43420; Description of the business: Virtual VPA firm; Position Title: Accounting Advisory Director; Responsibilities Duties: Virtual CPA Advisory Services; Start date with business: 2024-08-16; Hours per month devoted to business during trading hours: 130; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 48.
CRS (Client Relationship Summary) - RIA
Click below to view David Scott Stone's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2015 - Present
STONE FINANCIAL
RIA
CRD#: 226690
Harrison, AR
Past
July 11, 2012 - August 3, 2015
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
HARRISON, AR
Past
July 6, 2012 - July 9, 2012
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
HARRISON, AR
Past
July 5, 2012 - August 3, 2015
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
HARRISON, AR
Past
January 1, 2008 - July 9, 2012
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
HARRISON, AR
Past
August 6, 2007 - July 9, 2012
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
HARRISON, AR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(8/24/2015)
IAR
Missouri(8/31/2015)
IAR
Texas(9/2/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
STONE FINANCIAL
STONE FINANCIAL | STONE FINANCIAL AND/OR REFRAME WEALTH | STONE FINANCIAL AND WEALTH ADVISORS, LLC | STONE FINANCIAL & WEALTH ADVISORS, LLC
CRD#: 226690 / SEC#:
Arkansas
Registered Investment Advisory firm - (8/24/2015 Approved)Missouri
Registered Investment Advisory firm - (8/31/2015 Approved)Texas
Registered Investment Advisory firm - (9/2/2015 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Harrison, AR
Mailing Address
Phone number
(870) 226-5294
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 145 |
| AUM (Assets Under Management) | $ 16,324,444 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
