Daniel J. Gomez
Professional summary
Daniel James Gomez, who also goes by Dan Gomez, is a registered financial professional currently at BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC located in Chicago, Illinois.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2007. Daniel has worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel James Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 17, 2017 - Present
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
Office #1: 980 North Michigan Avenue Suite 1800, Chicago, IL 60611June 9, 2014 - April 12, 2016
COWEN AND COMPANY
April 23, 2009 - June 11, 2014
PIPER SANDLER & CO.
August 28, 2007 - February 17, 2009
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/17/2017)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC
CRD#: 29540 / SEC#: , 8-44816
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 1 |
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