Bujar Gjata
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bujar Gjata, who also goes by Ben Gates, was a registered financial professional .
Bujar is a previously registered financial professional and started their career in finance in 2012. Bujar had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2018 - October 1, 2018
ALLIED MILLENNIAL PARTNERS, LLC
May 18, 2016 - December 19, 2016
WESTPARK CAPITAL, INC.
May 12, 2015 - September 21, 2015
AVENIR FINANCIAL GROUP
August 13, 2014 - April 24, 2015
ROTHSCHILD LIEBERMAN LLC
October 3, 2013 - August 4, 2014
AVENIR FINANCIAL GROUP
March 7, 2013 - October 1, 2013
SPARTAN CAPITAL SECURITIES, LLC
January 11, 2013 - February 26, 2013
LEGEND SECURITIES, INC.
October 11, 2012 - November 9, 2012
PHX FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED MILLENNIAL PARTNERS, LLC
CRD#: 16569 / SEC#: , 8-34176
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
