Neal B. Patel

MRM FINANCIAL ADVISORS

FRISCO, TX 75034

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CRD#: 5359340

Professional summary

Neal Bharat Patel, who also goes by Neal Patel, is a registered financial advisor currently at MRM FINANCIAL ADVISORS, LLC located in Frisco, Texas.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Neal has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neal Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Endeavour Private Wealth Inv rel: Y Add: Three Greenway Plaza Suite 1500 Houston TX 77046 Nature: Wealth Management Position: Wealth Manager Start date: 03/23/2023 No. HR/MO: 160 No. HR/MO dur trading: 140 Describe duties: Managing client financial plans, advising clients on financial planning, managing business operations and financials of Endeavour Private Wealth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Bharat Patel's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 13, 2025 - Present

MRM FINANCIAL ADVISORS, LLC

Office #1: 3001 Dallas Pkwy Ste 750, Frisco, TX 75034

RIA

CRD#: 290753

FRISCO, TX

Past

March 8, 2023 - August 12, 2025

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HOUSTON, TX

Past

March 6, 2023 - August 12, 2025

MML INVESTORS SERVICES, LLC

CRD#: 10409

HOUSTON, TX

Past

January 19, 2023 - March 15, 2023

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

November 24, 2022 - March 15, 2023

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/21/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/23/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/30/2020

Securities Industry Essentials Examination

Current Firm

MRM FINANCIAL ADVISORS, LLC

CRD#: 290753 / SEC#:

Texas

Registered Investment Advisory firm - (12/7/2017 Approved)

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Contact information

Main Address

3001 Dallas Pkwy Ste 750, Frisco, TX 75034

Mailing Address

Phone number

(214) 969-0400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 50,491,180

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neal B. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Bharat Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

MRM FINANCIAL ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/21/2022

Series 7TO

Date: 11/23/2022

SIE

Date: 9/30/2020

Current Firm

MRM FINANCIAL ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MRM FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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