Michael H. Martuscello
Professional summary
Michael Henry Martuscello II, who also goes by Michael Henry Martuscello, is a registered financial professional currently at TRADITION SECURITIES AND DERIVATIVES LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2011. Michael has worked at 8 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, Series 52TO, SIE, Series 55, Series 3, Series 7, Series 53, Series 4, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Henry Martuscello II's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 18, 2016 - Present
TRADITION SECURITIES AND DERIVATIVES LLC
Office #1: 32 Old Slip 28th Floor, New York, NY 10005July 31, 2017 - November 18, 2024
TFS DERIVATIVES LLC
July 15, 2015 - July 20, 2016
HARRISDIRECT LLC
December 4, 2014 - July 20, 2016
E*TRADE CLEARING LLC
December 2, 2014 - July 20, 2016
E*TRADE SECURITIES LLC
July 9, 2012 - August 22, 2014
AVATAR CAPITAL GROUP LLC
July 9, 2012 - December 4, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
July 9, 2012 - December 4, 2014
TFS DERIVATIVES LLC
July 9, 2012 - December 4, 2014
STANDARD CREDIT SECURITIES INC.
June 6, 2011 - February 10, 2012
SEB SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2018)
(10/4/2018)
(7/18/2016)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 55
Date: 12/31/2015
Limited Representative-Equity Trader ExamBOX Exchange LLC
FINRA
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TRADITION SECURITIES AND DERIVATIVES LLC
CRD#: 28269 / SEC#: , 8-43559
Contact information
FINRA licenses (44 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADITION AMERICA HOLDINGS INC. ("TAH") | MEMBER | |
| BACCALA, RAYMOND CHARLES | PRESIDENT | 1000495 |
| BRISEBOIS, FRANCOIS | MANAGER | 6613329 |
| GANGI, JOHN JOSEPH | PRINCIPAL FINANCIAL OFFICER | 2909843 |
| LEIBOWITZ, MICHAEL SAUL MR. | MANAGER | 5187937 |
| MARTUSCELLO, MICHAEL HENRY II | CHIEF COMPLIANCE OFFICER - FIXED INCOME | 5359170 |
| MEROLA, DAVID SCOTT | CHIEF COMPLIANCE OFFICER - EQUITIES/OPTIONS | 3154976 |
| RICCIARDI, JUDITH ANN | MANAGER, CHIEF FINANCIAL OFFICER, SECRETARY, TREASURER, FINOP, PRINCIPAL OPERATIONS OFFICER | 2260346 |
| ROSENSHEIN, LARRY NMN | MANAGER | 1534635 |
| WOSTYN, WILLIAM PIERRE | MANAGER | 5608164 |
Disclosures
| Regulatory Event | 32 |
Red Flags
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