Andrew J. Stivers
Professional summary
Andrew Jordan Stivers, who also goes by Stivers Jordan Andrew Jordan, Andrew Jordan Stivers, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2009. Andrew has worked at 6 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Jordan Stivers's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 6, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003February 4, 2022 - January 3, 2023
BA SECURITIES, LLC
July 1, 2019 - December 13, 2021
D.A. DAVIDSON & CO.
May 20, 2014 - July 28, 2017
JEFFERIES LLC
November 16, 2013 - May 1, 2014
ARBOR ADVISORS, LLC
February 10, 2009 - April 15, 2013
GENESIS GLOBAL TRADING, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/6/2023)
Exams
FINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
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