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Gregory M. Bauer
QUAD CITY INVESTMENT CENTER
DAVENPORT, IA 52807
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CRD#: 5358763
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Professional summary
Gregory M Bauer, who also goes by Gregory Matthew Bauer, is a registered financial advisor currently at QUAD CITY INVESTMENT CENTER located in Davenport, Iowa and LPL FINANCIAL LLC located in Davenport, Iowa.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Gregory has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory Matthew Bauer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 04/18/2022 - QUAD CITY INVESTMENT CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ DAVENPORT, IA 2. 08/16/2022 - Quad City Investment Advisors, LLC ( Hybrid RIA) - DBA: Quad City Investment Center HYBRID - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date - 06/06/2022 - 160 Hours Per Month/160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services thru Quad City Investment Advisors, LLC and its DBA Quad City Investment Center, an independent investment advisor firm. I started this business activity in 8/2022. I expect to spend approx. 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD.This firm is separate and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory M Bauer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 3, 2022 - Present
QUAD CITY INVESTMENT CENTER
Office #1: 5405 Utica Ridge Td. Suite 100, Davenport, IA 52807RIA
CRD#: 112187
DAVENPORT, IA
Current
April 23, 2022 - Present
LPL FINANCIAL LLC
Office #1: 5405 Utica Ridge Road, Ste 100, Davenport, IA 52807-2940RIA
BD
CRD#: 6413
Davenport, IA
Past
July 28, 2023 - August 28, 2023
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
June 6, 2022 - June 30, 2022
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
QC
QUAD CITY INVESTMENT CENTER
CMG INVESTMENT ADVISORS, L.L.C. | QUAD CITY INVESTMENT CENTER | QUAD CITY INVESTMENT ADVISORS, LLC | QUAD CITY INVESTMENT ADVISORS
CRD#: 112187 / SEC#: 801-60227
RIA
Registered Investment Advisory firm - (5/22/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/27/2023)
RR
Florida(5/1/2025)
RR
Illinois(6/3/2022)
IAR
Illinois(8/3/2022)
RR
Indiana(7/27/2023)
RR
Iowa(6/6/2022)
IAR
Iowa(8/3/2022)
RR
Michigan(7/27/2023)
RR
Missouri(7/27/2023)
RR
Texas(7/27/2023)
RR
Utah(9/2/2025)
RR
Washington(5/1/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
QC
QUAD CITY INVESTMENT CENTER
CMG INVESTMENT ADVISORS, L.L.C. | QUAD CITY INVESTMENT CENTER | QUAD CITY INVESTMENT ADVISORS, LLC | QUAD CITY INVESTMENT ADVISORS
CRD#: 112187 / SEC#: 801-60227
RIA
Registered Investment Advisory firm - (5/22/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3551 7th Street, Moline, IL 61265
Mailing Address
Phone number
(309) 743-7793
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 911 |
| AUM (Assets Under Management) | $ 308,626,743 |
Red Flags
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Company Information
QUAD CITY INVESTMENT CENTER
CRD#: 112187Davenport, IA 52807TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
