Joshua B. Chambers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Bruce Chambers, who also goes by Joshua B Chambers, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2014. Joshua had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2017 - November 1, 2019
SICA WEALTH MANAGEMENT, LLC
March 11, 2016 - November 1, 2019
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC
October 13, 2015 - November 23, 2015
LADENBURG THALMANN & CO. INC.
March 19, 2014 - October 19, 2015
GILFORD SECURITIES INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SICA WEALTH MANAGEMENT, LLC
CRD#: 153625 / SEC#: 801-71359
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 655 |
| AUM (Assets Under Management) | $ 109,853,818 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
