John W. Aitchison
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John William Aitchison was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 5 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 19, 2012 - January 4, 2016
CONCERT WEALTH MANAGEMENT
October 28, 2010 - July 13, 2012
THE PLANNING GROUP
September 17, 2010 - October 16, 2012
MERIDIAN UNITED CAPITAL, LLC
June 1, 2009 - September 23, 2010
MORGAN STANLEY
June 1, 2009 - September 23, 2010
MORGAN STANLEY
October 2, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 2, 2007 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCERT WEALTH MANAGEMENT
CRD#: 141253 / SEC#: 801-67992
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
