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MH

Matthew L. Hart

CHURCHILL STATESIDE SECURITIES
New Orleans, LA 70130
Some features on this profile are disabled
CRD#: 5358528
MH

Professional summary


Matthew Lyndall Hart, who also goes by Matthew Hart, is a registered financial professional currently at CHURCHILL STATESIDE SECURITIES, LLC located in New Orleans, Louisiana.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 1 firm and has passed the Series 63, Series 22TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Matthew Hart

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Lyndall Hart's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 22, 2023 - Present

CHURCHILL STATESIDE SECURITIES, LLC

Office #1: 650 Poydras Street, Suite 1400, New Orleans, LA 70130
BD
CRD#: 154603
New Orleans, LA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/30/2023)
RR
Colorado
(6/30/2023)
RR
Connecticut
(6/30/2023)
RR
Florida
(6/30/2023)
RR
Georgia
(6/30/2023)
RR
Illinois
(6/30/2023)
RR
Iowa
(6/30/2023)
RR
Louisiana
(6/22/2023)
RR
Massachusetts
(6/30/2023)
RR
Minnesota
(6/30/2023)
RR
Missouri
(6/30/2023)
RR
Nebraska
(6/30/2023)
RR
New Jersey
(6/30/2023)
RR
New York
(6/30/2023)
RR
Ohio
(7/2/2023)
RR
Rhode Island
(6/30/2023)
RR
Texas
(6/30/2023)
RR
Utah
(6/30/2023)
RR
Washington
(6/30/2023)
RR
Wisconsin
(6/30/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 6/30/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 22TO
Date: 6/22/2023
Direct Participation Programs Representative Examination
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


CS
CHURCHILL STATESIDE SECURITIES, LLC
AHTC SECURITIES, LLC | STATESIDE SECURITIES, LLC | CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603 / SEC#: , 8-68652

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601
Mailing Address
203 N Lasalle St, Suite 2100, Chicago, IL 60601
Phone number
(404) 250-4190
Established
Georgia since 10/13/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (41 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CHURCHILL STATESIDE GROUP,LLCMEMBER
STATESIDE CAPITAL, LLCMEMBER
CARR, DAVID GERARDFINOP, PFO, POO6560728
ELLIOTT, WENDY-SUECHIEF COMPLIANCE OFFICER5790567
SPIELER, GUY KEITHMUNICIPAL PRINCIPAL, PRESIDENT1497039

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CHURCHILL STATESIDE SECURITIES, LLC

CRD#: 154603New Orleans, LA 70130

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