DW
Daniel R. Wheless
AWM FINANCIAL SERVICES
The Woodlands, TX 77380
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CRD#: 5358097
DW
Professional summary
Daniel Ryan Wheless is a registered financial advisor currently at AWM FINANCIAL SERVICES INC. located in The Woodlands, Texas and PORTFOLIO DYNAMIX located in The Woodlands, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Daniel has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AWM Financial Services, Inc.- Investment related, 9595 Six Pines Drive, Building 4, Suite 4230, The Woodlands, Texas 77380. Investment Advisor Firm & Life Insurance & Annuity Sales, CEO, Investment Advisor Representative, start date 1/2000, hours dedicated - 30 out of the 30 hours per month 20 hours are during trading hours, CEO & Investment Advisor Representative- Insurance Sales Commission from the sales of Life Insurance and Annuities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Ryan Wheless's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2011 - Present
AWM FINANCIAL SERVICES INC.
Office #1: 9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380RIA
CRD#: 144351
The Woodlands, TX
Current
January 13, 2025 - Present
PORTFOLIO DYNAMIX
Office #1: 26410 Oak Ridge Drive 120, The Woodlands, TX 77380RIA
CRD#: 307069
The Woodlands, TX
Past
January 31, 2020 - December 31, 2024
PORTFOLIO DYNAMIX
RIA
CRD#: 307069
THE WOODLANDS, TX
Past
July 19, 2016 - April 27, 2017
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
GRAND RAPIDS, MI
Past
July 19, 2016 - April 27, 2017
BROOKSTONE ASSET MANAGEMENT, LLC
RIA
CRD#: 153467
GRAND RAPIDS, MI
Past
January 24, 2008 - December 31, 2010
AWM FINANCIAL SERVICES INC.
RIA
CRD#: 144351
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AWM FINANCIAL SERVICES INC.
AWM FINANCIAL SERVICES INC. | SENIOR FINANCIAL PLANNING | DANIEL RYAN WHELESS | AWM FINANCIAL SERVICES INC. DBA ALLIED WEALTH MANAGEMENT
CRD#: 144351 / SEC#: 801-120940
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/5/2019)
IAR
Texas(1/20/2011)
Current Firm
AF
AWM FINANCIAL SERVICES INC.
AWM FINANCIAL SERVICES INC. | SENIOR FINANCIAL PLANNING | DANIEL RYAN WHELESS | AWM FINANCIAL SERVICES INC. DBA ALLIED WEALTH MANAGEMENT
CRD#: 144351 / SEC#: 801-120940
RIA
Registered Investment Advisory firm - (4/23/2021 Approved)California
Registered Investment Advisory firm - (4/4/2019 Terminated)Louisiana
Registered Investment Advisory firm - (6/15/2021 Terminated)Ohio
Registered Investment Advisory firm - (6/7/2021 Terminated)Texas
Registered Investment Advisory firm - (6/4/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9595 Six Pines Drive Building 4 Suite 4230, The Woodlands, TX 77380
Mailing Address
Phone number
(281) 444-7555
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,345 |
| AUM (Assets Under Management) | $ 233,714,026 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AWM FINANCIAL SERVICES INC.
CRD#: 144351The Woodlands, TX 77380TRUST BUT VERIFY
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