Lindsey G. Gerard
Professional summary
Lindsey Gutner Gerard, who also goes by Lindsey Marie Gutner Ms, Lindsey Marie Gutner, Lindsey Gutner, is a registered financial professional currently at ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. located in Denver, Colorado and ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Lindsey is registered as a RR (Registered Representative) and started their career in finance in 2007. Lindsey has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lindsey Gutner Gerard's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203May 8, 2018 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203August 6, 2014 - December 31, 2014
ALPS DISTRIBUTORS, INC.
April 22, 2013 - July 29, 2014
KEY INVESTMENT SERVICES LLC
December 10, 2009 - July 29, 2014
KEY INVESTMENT SERVICES LLC
November 15, 2007 - September 25, 2009
JANUS HENDERSON DISTRIBUTORS US LLC
July 31, 2007 - September 19, 2007
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
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