Jasen D. Hilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jasen Daniel Hilson was a registered financial professional .
Jasen is a previously registered financial professional and started their career in finance in 2007. Jasen had worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2024 - August 27, 2024
EXECUTIVE WEALTH MANAGEMENT, LLC
February 27, 2023 - March 20, 2023
CORECAP ADVISORS
February 23, 2023 - March 20, 2023
CORECAP INVESTMENTS, LLC
December 23, 2021 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
December 16, 2021 - July 26, 2022
AMERIPRISE FINANCIAL SERVICES, LLC
October 6, 2017 - October 12, 2021
UBS FINANCIAL SERVICES INC.
October 6, 2017 - October 12, 2021
UBS FINANCIAL SERVICES INC.
October 1, 2012 - June 23, 2016
J.P. MORGAN SECURITIES LLC
October 1, 2012 - June 23, 2016
J.P. MORGAN SECURITIES LLC
March 20, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
March 9, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
December 10, 2010 - May 3, 2011
EQUITABLE ADVISORS, LLC
June 24, 2010 - May 3, 2011
EQUITABLE ADVISORS, LLC
April 9, 2008 - January 12, 2010
SIGNATOR INVESTORS, INC.
October 23, 2007 - January 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXECUTIVE WEALTH MANAGEMENT, LLC
CRD#: 140736 / SEC#: 801-66881
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,577 |
| AUM (Assets Under Management) | $ 1,438,725,950 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/02/2024 | ||
| 09/08/2023 | ||
| 12/19/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
