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CC

Charles S. Crow

CROW CAPITAL MANAGEMENT LLC
WELLINGTON, FL
Some features on this profile are disabled
CRD#: 5357593
CC

Professional summary

Charles Sumner Crow IV, who also goes by Charles Crow, Charles Sumner Crow IV Iv, is a registered financial advisor currently at CROW CAPITAL MANAGEMENT LLC located in Wellington, Florida.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Charles has worked at 2 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Charles Crow | Charles Sumner Crow Iv Iv

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Sumner Crow IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 3, 2025 - Present

CROW CAPITAL MANAGEMENT LLC

RIA
CRD#: 337673
WELLINGTON, FL
Past

September 10, 2007 - June 14, 2013

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(12/3/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/30/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/8/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 3
Date: 4/17/2025
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/2007
General Securities Representative Examination

Current Firm

CC
CROW CAPITAL MANAGEMENT LLC
CROW CAPITAL MANAGEMENT LLC

CRD#: 337673 / SEC#:

Florida
Registered Investment Advisory firm - (12/3/2025 Approved)
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Contact information

Main Address
Wellington, FL
Mailing Address
Phone number
(917) 364-7667
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CROW CAPITAL MANAGEMENT LLC

CRD#: 337673Wellington, FL

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