Peter J. Mangan

TRIPLE P SECURITIES

New York, NY 10019

Some features on this profile are disabled

CRD#: 5357588

Professional summary

Peter James Mangan is a registered financial professional currently at TRIPLE P SECURITIES, LLC located in New York, New York.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2007. Peter has worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter James Mangan's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 22, 2025 - Present

TRIPLE P SECURITIES, LLC

Office #1: 640 Fifth Avenue 10th Floor, New York, NY 10019

CRD#: 323197

New York, NY

Past

March 31, 2014 - January 14, 2025

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

July 17, 2012 - March 17, 2014

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

June 7, 2011 - August 17, 2011

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

January 6, 2009 - July 19, 2010

CITY CAPITAL ADVISORS, LLC

CRD#: 143528

CHICAGO, IL

Past

July 6, 2007 - October 3, 2008

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

CRD#: 29540

CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(1/22/2025)

Exams

State Security Law Exam

Series 63

Date: 7/31/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/5/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIPLE P SECURITIES, LLC

PORTAGE POINT | TRIPLE P SECURITIES, LLC | PORTAGE POINT PARTNERS

CRD#: 323197 / SEC#: , 8-71006

Broker-Dealer Firm Regulated by FINRA (New York district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

640 Fifth Avenue 10th Floor, New York, NY 10019

Mailing Address

300 N La Salle St. Ste. 1420, Chicago, IL 60654

Phone number

(312) 781-7520

Established

Delaware since 08/31/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PORTAGE POINT PARTNERS, LLC	MEMBER
ATTANASIO, ELIZABETH MARIE	FINOP	5325007
BREMER, STEVEN WALTER	MANAGING DIRECTOR	5161797
COHEN, JASON ADAM	CEO
TURNER, EDEN KIERNAN	CHIEF COMPLIANCE OFFICER	6348203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter J. Mangan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter James Mangan's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUGGENHEIM SECURITIES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CITY CAPITAL ADVISORS, LLC

BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/31/2007

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/5/2007

FINRA

Current Firm

TRIPLE P SECURITIES, LLC

Contact information

FINRA licenses (5 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

TRIPLE P SECURITIES, LLC

TRUST BUT VERIFY

Similar Advisors