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Sandra K. Newman
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CRD#: 5357384
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Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sandra Kay Newman, who also goes by Sandra Kay Mattix, Sandy Kay Mattix, Sandy Kay Newman, was a registered financial professional .
Sandra is a previously registered financial professional and started their career in finance in 2008. Sandra had worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Sandra Kay Mattix | Sandy Kay Mattix | Sandy Kay Newman
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Owner of Honey Bee Property Management, LLC, founded in 2012, a non investment related real estate management business located in Austin, TX. Activities include general property management duties requiring approximately 20 hrs/month, some of which may be during trading hours. ____________________________________________________________________________________________________________________________________________________ 1.the name of the other business, Reap Insurance Group, LLC 2.whether the business is investment-related, no 3.the address of the other business, 9414 Anderson Mill Rd. Ste 100, Austin, TX 78729 4.the nature of the other business, Life insurance sales 5.your position, title, or relationship with the other business, Insurance agent 6.the start date of your relationship, April 2018 7.the approximate number of hours/month you devote to the other business, 40 hours 8.the number of hours you devote to the other business during securities trading hours, 40 hours/month 9.briefly describe your duties relating to the other business. Sell fixed annuities and life insurance.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 10, 2008 - February 5, 2025
REAP FINANCIAL GROUP, LLC
RIA
CRD#: 144560
AUSTIN, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
REAP FINANCIAL GROUP, LLC
REAP FINANCIAL GROUP, LLC | SENIOR FINANCIAL PLANNING AND INSURANCE SERVICES | SANDRA K. NEWMAN
CRD#: 144560 / SEC#: 801-118413
RIA
Registered Investment Advisory firm - (4/14/2020 Approved)Arizona
Registered Investment Advisory firm - (8/26/2011 Terminated)Arkansas
Registered Investment Advisory firm - (7/18/2011 Terminated)California
Registered Investment Advisory firm - (12/18/2011 Terminated)Colorado
Registered Investment Advisory firm - (6/9/2011 Terminated)Florida
Registered Investment Advisory firm - (11/18/2011 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2011 Terminated)Indiana
Registered Investment Advisory firm - (3/4/2013 Terminated)Kentucky
Registered Investment Advisory firm - (3/1/2013 Terminated)Missouri
Registered Investment Advisory firm - (7/18/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (6/8/2011 Terminated)Texas
Registered Investment Advisory firm - (7/7/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
RF
REAP FINANCIAL GROUP, LLC
REAP FINANCIAL GROUP, LLC | SENIOR FINANCIAL PLANNING AND INSURANCE SERVICES | SANDRA K. NEWMAN
CRD#: 144560 / SEC#: 801-118413
RIA
Registered Investment Advisory firm - (4/14/2020 Approved)Arizona
Registered Investment Advisory firm - (8/26/2011 Terminated)Arkansas
Registered Investment Advisory firm - (7/18/2011 Terminated)California
Registered Investment Advisory firm - (12/18/2011 Terminated)Colorado
Registered Investment Advisory firm - (6/9/2011 Terminated)Florida
Registered Investment Advisory firm - (11/18/2011 Terminated)Georgia
Registered Investment Advisory firm - (9/15/2011 Terminated)Indiana
Registered Investment Advisory firm - (3/4/2013 Terminated)Kentucky
Registered Investment Advisory firm - (3/1/2013 Terminated)Missouri
Registered Investment Advisory firm - (7/18/2011 Terminated)New Jersey
Registered Investment Advisory firm - (10/21/2011 Terminated)North Carolina
Registered Investment Advisory firm - (6/8/2011 Terminated)Texas
Registered Investment Advisory firm - (7/7/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9414 Anderson Mill Road Suite 100, Austin, TX 78729
Mailing Address
Phone number
(512) 249-7300
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,237 |
| AUM (Assets Under Management) | $ 510,193,622 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
