Kevin Arruda

CORNERSTONE FINANCIAL MANAGEMENT LLC

BURLINGTON, MA 01803

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CRD#: 5356913

Professional summary

Kevin Arruda, CFA, CFP®, who also goes by Kevin John Arruda, Kevin Arruda, is a registered financial advisor currently at CORNERSTONE FINANCIAL MANAGEMENT LLC located in Burlington, Massachusetts.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin John Arruda | Kevin Arruda

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Arruda's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

March 15, 2021 - Present

CORNERSTONE FINANCIAL MANAGEMENT LLC

Office #1: 67 South Bedford Street Suite 400 West, Burlington, MA 01803Office #2: 650 Ten Rod Road Suite 112, North Kingstown, RI 02852

RIA

CRD#: 140967

BURLINGTON, MA

Past

May 26, 2010 - September 19, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

HINGHAM, MA

Past

October 23, 2009 - September 19, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

HINGHAM, MA

Past

March 13, 2008 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ATTLEBORO, MA

Past

July 2, 2007 - February 7, 2008

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PROVIDENCE, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE FINANCIAL MANAGEMENT LLC

CORNERSTONE FINANCIAL MANAGEMENT | CORNERSTONE FINANCIAL MANAGEMENT, LLC | CORNERSTONE FINANCIAL MANAGEMENT LLC

CRD#: 140967 / SEC#: 801-130130

RIA

Registered Investment Advisory firm - (4/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/2/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(3/24/2021)

IAR

Rhode Island
(4/9/2021)

IAR

Texas
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/28/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/28/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/29/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CORNERSTONE FINANCIAL MANAGEMENT LLC

CORNERSTONE FINANCIAL MANAGEMENT | CORNERSTONE FINANCIAL MANAGEMENT, LLC | CORNERSTONE FINANCIAL MANAGEMENT LLC

CRD#: 140967 / SEC#: 801-130130

RIA

Registered Investment Advisory firm - (4/30/2024 Approved)

Connecticut

Registered Investment Advisory firm - (5/20/2024 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/2/2024 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/14/2024 Terminated)

Texas

Registered Investment Advisory firm - (5/2/2024 Terminated)

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Contact information

Main Address

10 Mall Road Suite 301, Burlington, MA 01803-4131

Mailing Address

Phone number

(800) 527-1238

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CORNERSTONE FINANCIAL MANAGEMENT ADV PART 2A BROCHURE MARCH 2025 (10/7/2025)

Regulatory assets under management

Total Number of Accounts	393
AUM (Assets Under Management)	$ 135,213,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin Arruda

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Arruda's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

CORNERSTONE FINANCIAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/28/2010

Series 63

Date: 8/6/2007

Series 7

Date: 5/28/2008

Series 6

Date: 6/29/2007

Current Firm

CORNERSTONE FINANCIAL MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE FINANCIAL MANAGEMENT LLC

TRUST BUT VERIFY

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