Eric Wayne Slugantz
Professional Summary
Eric Wayne Slugantz is a registered financial advisor currently at AMS BROKERAGE SERVICES LLC located in Baton Rouge, Louisiana. Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
19 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
AMS BROKERAGE SERVICES LLC
Contact Information
Main Address
1700 City Farm Drive Suite B, Baton Rouge, LA 70806Mailing Address
1700 City Farm Drive Suite B, Baton Rouge, LA 70806Phone Number
(832) 622-3905Established
Delaware since 01/29/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/29/2025)
(10/29/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Sep 2007About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Eric Wayne Slugantz's CRS (Customer Relationship Summary).
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