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Gregory L. Urban

GCG SECURITIES
Birmingham, MI 48009
Some features on this profile are disabled
CRD#: 5356379
GU

Professional summary


Gregory Lawrence Urban MR., who also goes by Gregory Lawrence Urban, is a registered financial professional currently at GCG SECURITIES, LLC located in Birmingham, Michigan.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2008. Gregory has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Gregory Lawrence Urban

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Gregory Lawrence Urban MR.'s CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 31, 2024 - Present

GCG SECURITIES, LLC

Office #1: 189 Townsend Street, Ste 200, Birmingham, MI 48009
BD
CRD#: 324243
Birmingham, MI
Past

May 5, 2020 - July 6, 2023

STIFEL, NICOLAUS & COMPANY, INCORPORATED

BD
CRD#: 793
NEW YORK, NY
Past

April 23, 2010 - October 28, 2019

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

July 29, 2008 - March 29, 2010

PIPER SANDLER & CO.

BD
CRD#: 665
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/31/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 7/29/2008
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


GS
GCG SECURITIES, LLC
GCG SECURITIES, LLC

CRD#: 324243 / SEC#: , 8-71019

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
189 Townsend Street, Ste 200, Birmingham, MI 48009
Mailing Address
189 Townsend Street, Ste 200, Birmingham, MI 48009
Phone number
(248) 480-2032
Established
Michigan since 11/03/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
GREENWICH CAPTIAL GROUP, LLCOWNER
COURY, ROBERT SAMUELCEO, CCO, AMLCO4373330
SCHMITT, JOSEPH EUGENE IVVICE PRESIDENT AND CFO5478218

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GCG SECURITIES, LLC

CRD#: 324243Birmingham, MI 48009

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