Jacquelyn A. Daudt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jacquelyn Alex Daudt was a registered financial professional .
Jacquelyn is a previously registered financial professional and started their career in finance in 2009. Jacquelyn had worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2017 - February 28, 2019
BELLE HAVEN INVESTMENTS, L.P.
October 8, 2015 - May 19, 2017
AUTONOMOUS RESEARCH US LP
November 10, 2009 - August 31, 2015
PIPER SANDLER & CO.
Primary Firm SEC Registration
BELLE HAVEN INVESTMENTS, L.P.
CRD#: 29278 / SEC#: 801-62290, 8-44222
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/8/2010
Limited Representative-Equity Trader ExamCurrent Firm
BELLE HAVEN INVESTMENTS, L.P.
CRD#: 29278 / SEC#: 801-62290, 8-44222
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (34 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 24,433 |
| AUM (Assets Under Management) | $ 20,380,202,747 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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