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ER

Erik R. Rothenhauser

GAINPLAN LLC
Bloomfield Hills, MI 48302
Some features on this profile are disabled
CRD#: 5356159
ER

Professional summary

Erik Ralph Rothenhauser, who also goes by Erik Rothenhauser, is a registered financial advisor currently at GAINPLAN LLC located in Bloomfield Hills, Michigan.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Erik has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Erik Rothenhauser

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Ralph Rothenhauser's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 17, 2025 - Present

GAINPLAN LLC

Office #1: 800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302
RIA
CRD#: 174427
Bloomfield Hills, MI
Past

June 27, 2007 - May 17, 2011

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
LAPEER, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GL
GAINPLAN LLC
GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(3/17/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/17/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/6/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 6/26/2007
Investment Company Products/Variable Contracts Representative Examination

Current Firm

GL
GAINPLAN LLC
GAINPLAN LLC | J. IVORY, LLC

CRD#: 174427 / SEC#: 801-81166

RIA
Registered Investment Advisory firm - (4/1/2015 Approved)
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Contact information

Main Address
800 W. Long Lake Road Suite 100, Bloomfield Hills, MI 48302
Mailing Address
Phone number
(248) 385-3737
Established
Firm type
Fiscal year end
# of Employees
13

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts1,765
AUM (Assets Under Management)$ 478,464,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GAINPLAN LLC

CRD#: 174427Bloomfield Hills, MI 48302

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