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CM

Chad C. Mello

CCM INVESTMENT MANAGEMENT
New Bedford, MA 02744
Some features on this profile are disabled
CRD#: 5355726
CM

Professional summary

Chad Clayton Mello is a registered financial advisor currently at CCM INVESTMENT MANAGEMENT, LLC located in New Bedford, Massachusetts.

Chad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Chad has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
* Integrated Insurance Services, Inc. * Investment Related (non-variable insurance) * 651 Orchard St. Suite 204A, New Bedford, MA 02744 * Insurance Brokerage * Owner * Start date: 3/2019 * Time spent is negligible. Approximately 1 hour per year. * This business receives "trail" insurance commissions for non-variable insurance policies sold before I became the owner in 2019. This business does not engage in the sale of new policies. * I have no duties other than maintaining proper licenses and filing annual taxes.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chad Clayton Mello's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 14, 2018 - Present

CCM INVESTMENT MANAGEMENT, LLC

Office #1: 651 Orchard St. Suite 204 A, New Bedford, MA 02744
RIA
CRD#: 290483
New Bedford, MA
Past

October 7, 2008 - February 14, 2018

SII INVESTMENTS, INC.

RIA
CRD#: 2225
NEW BEDFORD, MA
Past

May 8, 2008 - February 14, 2018

SII INVESTMENTS, INC.

BD
CRD#: 2225
NEW BEDFORD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(3/14/2018)
IAR
Rhode Island
(2/10/2021)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/26/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/14/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/6/2008
General Securities Representative Examination

Current Firm

CI
CCM INVESTMENT MANAGEMENT, LLC
CCM INVESTMENT MANAGEMENT, LLC

CRD#: 290483 / SEC#:

Massachusetts
Registered Investment Advisory firm - (3/14/2018 Approved)
Rhode Island
Registered Investment Advisory firm - (2/3/2021 Approved)
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Contact information

Main Address
651 Orchard St. Suite 204 A, New Bedford, MA 02744
Mailing Address
Phone number
(774) 226-8765
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts137
AUM (Assets Under Management)$ 18,659,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CCM INVESTMENT MANAGEMENT, LLC

CRD#: 290483New Bedford, MA 02744

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