John R. Thomas
Professional summary
John Ryan Thomas, who also goes by Ryan Thomas, is a registered financial advisor currently at FIRST TRUST ADVISORS LP located in Indianapolis, Indiana and FIRST TRUST PORTFOLIOS L.P. located in Wheaton, Illinois.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Ryan Thomas's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 21, 2015 - Present
FIRST TRUST ADVISORS LP
May 20, 2015 - Present
FIRST TRUST PORTFOLIOS L.P.
Office #1: 120 E. Liberty Drive Suite 400, Wheaton, IL 60187August 7, 2008 - May 21, 2015
PUTNAM INVESTMENT MANAGEMENT, LLC
August 17, 2007 - May 21, 2015
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/20/2015)
(5/22/2015)
(5/21/2015)
(5/20/2015)
Exams
FINRA
Current Firm
FIRST TRUST ADVISORS LP
CRD#: 107027 / SEC#: 801-39950
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,033 |
| AUM (Assets Under Management) | $ 256,328,000,000 |
Red Flags
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