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Gregory Charles Hammond

CRD# 5355487·Registered 2008 - 2019
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Charles Hammond was a registered financial advisor. Gregory was a previously registered financial professional and started their career in finance 2008 - 2019. Gregory had worked at 2 firms and has passed the Series 63, SIE, Series 50 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

H2C SECURITIES INC.·CRD# 7169
BD
New York, NY
October 19, 2012 - April 12, 2019
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
New York, NY
August 28, 2008 - September 21, 2011

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Current Firm

HS
H2C SECURITIES INC.

G EQUITY ENTERPRISES, INC. | PHILLIP GOLDSTICK INVESTMENTS GROUP LTD. | INTANGIBLE MARKETING, INC. | H2C SECURITIES INC. | G EQUITY INVESTMENT GROUP, LTD. | G EQUITY INVESTMENT GROUP LTD.

CRD#: 7169 / SEC#: 8-19993
BD
Terminated by SEC on 05/31/2024

Contact Information

Established

Illinois since 05/15/1970

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
DONOVAN, KIMBERLYCHIEF COMPLIANCE OFFICER4586476

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2008About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 50 — Municipal Advisor Representative Qualification Exam

Passed Aug 2017About the Series 50 exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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