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AP

Andrew N. Pastrikos

ROSCOE CAPITAL MANAGEMENT
Fort Myers, FL
Some features on this profile are disabled
CRD#: 5355275
AP

Professional summary


Andrew Nicholas Pastrikos, who also goes by Andrew N. Pastrikos, is a registered financial advisor currently at ROSCOE CAPITAL MANAGEMENT, LLC located in Fort Myers, Florida.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Andrew has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Andrew N. Pastrikos

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Andrew Nicholas Pastrikos's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 26, 2015 - Present

ROSCOE CAPITAL MANAGEMENT, LLC

RIA
CRD#: 175129
Fort Myers, FL
Past

July 30, 2013 - March 18, 2015

LEUCADIA ASSET MANAGEMENT LLC

RIA
CRD#: 121767
NEW YORK, NY
Past

June 17, 2013 - March 18, 2015

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/24/2015)
IAR
New Jersey
(5/26/2015)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/27/2013
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


RC
ROSCOE CAPITAL MANAGEMENT, LLC
ROSCOE CAPITAL MANAGEMENT, LLC

CRD#: 175129 / SEC#:

Florida
Registered Investment Advisory firm - (6/24/2015 Approved)
New Jersey
Registered Investment Advisory firm - (5/26/2015 Approved)
New York
Registered Investment Advisory firm - (4/13/2015 Approved)
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Contact information


Main Address
Fort Myers, FL
Mailing Address
Phone number
(845) 416-4500
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts52
AUM (Assets Under Management)$ 7,108,143

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ROSCOE CAPITAL MANAGEMENT, LLC

CRD#: 175129Fort Myers, FL

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