Brian D. Parke
CONNECTICUT CAPITAL MANAGEMENT GROUP
Milford, CT 06460
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CRD#: 5355150
Professional summary
Brian Daniel Parke, CFP® is a registered financial advisor currently at CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC located in Milford, Connecticut.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Brian has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Brian Daniel Parke is a licensed insurance agent. 2) Rape Crisis Center of Milford; Investment related: No; Location: 70 West River Street Milford CT 06460 USA; Description: The Rape Crisis Center of Milford is a non-profit social service agency working to end sexual violence through victim assistance, prevention, education, and public policy advocacy.; Position Title: Board Member; Responsibilities Duties: Non-compensated voting member; Start date: 2013-08-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 1. 3) Devon Rotary; Investment related: No; Location: 49 Bridgeport Ave. Milford CT 06460 USA; Description: The Devon Rotary Club of Connecticut is a volunteer organization of business and professional women and men who want to make a positive difference in the community.; Position Title: Board Member; Responsibilities Duties: Non-compensated voting member; Start date: 2022-07-01; Hours per month during trading hours: 0; Hours per month outside trading hours: 2.
CRS (Client Relationship Summary) - RIA
Click below to view Brian Daniel Parke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
November 22, 2019 - Present
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
Office #1: 2 Schooner Ln Suite 1-12, Milford, CT 06460RIA
CRD#: 305013
Milford, CT
Past
June 27, 2013 - December 5, 2019
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
MILFORD, CT
Past
August 19, 2011 - January 16, 2020
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
MILFORD, CT
Past
November 7, 2008 - December 31, 2011
CONNECTICUT CAPITAL MANAGEMENT GROUP L.L.C.
RIA
CRD#: 108409
MILFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CRD#: 305013 / SEC#: 801-117202
RIA
Registered Investment Advisory firm - (8/16/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(1/16/2020)
IAR
Florida(11/22/2019)
IAR
Texas(2/10/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CONNECTICUT CAPITAL MANAGEMENT GROUP, LLC
CRD#: 305013 / SEC#: 801-117202
RIA
Registered Investment Advisory firm - (8/16/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2 Schooner Ln Suite 1-12, Milford, CT 06460
Mailing Address
Phone number
(203) 877-1520
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 321 |
| AUM (Assets Under Management) | $ 222,730,006 |
Red Flags
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