JS
John T. Stoviak
CITIZENS JMP SECURITIES
BOSTON, MA 02110
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CRD#: 5354793
JS
Professional summary
John Tyler Stoviak, who also goes by John T Stoviak, Tyler Stoviak, is a registered financial professional currently at CITIZENS JMP SECURITIES, LLC located in Boston, Massachusetts.
John is registered as a RR (Registered Representative) and started their career in finance in 2012. John has worked at 3 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
John T Stoviak | Tyler Stoviak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Tyler Stoviak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2021 - Present
CITIZENS JMP SECURITIES, LLC
Office #1: 28 State Street 15th Floor, Boston, MA 02110BD
CRD#: 22208
BOSTON, MA
Past
October 30, 2017 - September 27, 2021
SIMON QUICK ADVISORS, LLC
RIA
CRD#: 132330
MORRISTOWN, NJ
Past
November 3, 2012 - October 20, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
NEW YORK, NY
Past
October 31, 2012 - October 20, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Past
January 2, 2012 - April 26, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2022)
RR
Alaska(2/22/2022)
RR
Arizona(1/20/2022)
RR
Arkansas(1/24/2022)
RR
California(12/16/2021)
RR
Colorado(1/21/2022)
RR
Connecticut(12/15/2021)
RR
Delaware(2/3/2022)
RR
District of Columbia(12/22/2021)
RR
Florida(12/16/2021)
RR
Georgia(12/16/2021)
RR
Hawaii(1/31/2022)
RR
Idaho(12/15/2021)
RR
Illinois(2/18/2022)
RR
Indiana(2/10/2022)
RR
Iowa(12/17/2021)
RR
Kansas(12/16/2021)
RR
Kentucky(1/24/2022)
RR
Louisiana(2/2/2022)
RR
Maine(12/16/2021)
RR
Maryland(12/16/2021)
RR
Massachusetts(12/16/2021)
RR
Michigan(12/21/2021)
RR
Minnesota(12/22/2021)
RR
Mississippi(1/21/2022)
RR
Missouri(12/16/2021)
RR
Montana(12/23/2021)
RR
Nebraska(4/13/2022)
RR
Nevada(1/31/2022)
RR
New Hampshire(1/21/2022)
RR
New Jersey(1/20/2022)
RR
New Mexico(1/20/2022)
RR
New York(12/3/2021)
RR
North Carolina(12/17/2021)
RR
North Dakota(4/19/2022)
RR
Ohio(12/16/2021)
RR
Oklahoma(1/20/2022)
RR
Oregon(1/24/2022)
RR
Pennsylvania(12/16/2021)
RR
Rhode Island(3/8/2022)
RR
South Carolina(2/8/2022)
RR
South Dakota(1/31/2022)
RR
Tennessee(12/16/2021)
RR
Texas(12/17/2021)
RR
Utah(12/16/2021)
RR
Vermont(1/24/2022)
RR
Virginia(12/16/2021)
RR
Washington(2/1/2022)
RR
West Virginia(1/21/2022)
RR
Wisconsin(12/15/2021)
RR
Wyoming(12/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
CJ
CITIZENS JMP SECURITIES, LLC
CITIZENS | TRINITY CAPITAL | MITCHUM, JONES & TEMPLETON, INC. | JOLSON MERCHANT PARTNERS | JMP SECURITIES LLC | JMP SECURITIES | DH CAPITAL | CITIZENS M&A ADVISORY | CITIZENS JMP SECURITIES, LLC | CITIZENS JMP | CITIZENS CAPITAL MARKETS & ADVISORY | CITIZENS CAPITAL MARKETS
CRD#: 22208 / SEC#: , 8-39613
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
101 California Street Ste 1700, San Francisco, CA 94111
Mailing Address
101 California Street Ste 1700, San Francisco, CA 94111
Phone number
(415) 835-8900
Established
Delaware since 01/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JMP HOLDING LLC | PARENT COMPANY | |
| CONROY, WALTER IVOR | GENERAL COUNSEL | 6641487 |
| GREGORY, JOHN | PRESIDENT | 4600619 |
| JACKSON, RAYMOND SIVA | CHIEF FINANCIAL OFFICER | 5563363 |
| MANNING, SIMON STONE | SENIOR REGISTERED OPTIONS PRINCIPAL (SROP) | 1941279 |
| MCLAUGHLIN, BRENDAN | CHIEF COMPLIANCE OFFICER | 2562815 |
| O'DAY, JAMES CORTLAND | HEAD OF EQUITIES | 5618215 |
| SLADER, GAVIN WILLEY | HEAD OF INVESTMENT BANKING | 4130019 |
| SPURR, JEFFREY HOLMES | HEAD OF RESEARCH | 1384716 |
| SUCHY, GREGORY JOHN | CHIEF OPERATING OFFICER / PRINCIPAL OPERATIONS OFFICER | 5907019 |
| WHITEHEAD, AIDAN PETER | HEAD OF TRADING & SALES TRADING | 2474257 |
| XIAO, ZHUO VIVIAN XUAN | FINOP | 5121578 |
Disclosures
| Regulatory Event | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS JMP SECURITIES, LLC
CRD#: 22208Boston, MA 02110TRUST BUT VERIFY
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