Mark D. Mcdowell

VERITION FUND MANAGEMENT LLC

Dallas, TX 75201

Some features on this profile are disabled

CRD#: 5354725

Professional summary

Mark D Mcdowell, who also goes by Mark Mcdowell, is a registered financial advisor currently at VERITION FUND MANAGEMENT LLC located in Dallas, Texas.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 3 firms and has passed the Series 65, Series 63 and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Mcdowell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Mcdowell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2025 - Present

VERITION FUND MANAGEMENT LLC

Office #1: 100 Crescent Court Suite 600, Dallas, TX 75201

RIA

CRD#: 156610

Dallas, TX

Past

September 14, 2010 - March 29, 2012

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

April 19, 2010 - August 18, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITION FUND MANAGEMENT LLC

HAO ADVISORS, LLC | VERITION FUND MANAGEMENT LLC

CRD#: 156610 / SEC#: 801-74000

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/15/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/10/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79

Date: 4/18/2010

Investment Banking Registered Representative Examination

Current Firm

VERITION FUND MANAGEMENT LLC

HAO ADVISORS, LLC | VERITION FUND MANAGEMENT LLC

CRD#: 156610 / SEC#: 801-74000

RIA

Registered Investment Advisory firm - (3/30/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

One American Lane, Greenwich, CT 06831-9998

Mailing Address

Phone number

(203) 742-7700

Established

Firm type

Fiscal year end

# of Employees

749

SEC notice filing (11 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

VERITION FUND MANAGEMENT LLC FORM ADV PART 2A (6/5/2025)

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 130,510,107,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark D. Mcdowell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark D Mcdowell's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITION FUND MANAGEMENT LLC

GOLDMAN SACHS & CO. LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

VERITION FUND MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/15/2022

Series 63

Date: 7/10/2010

Series 79

Date: 4/18/2010

Current Firm

VERITION FUND MANAGEMENT LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITION FUND MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors