Mark D Mcdowell
Professional Summary
Mark D Mcdowell, who also goes by Mark Mcdowell, is a registered financial advisor currently at VERITION FUND MANAGEMENT LLC located in Dallas, Texas. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Mark has worked at 3 firms and has passed the Series 65, Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mark Mcdowell
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
HAO ADVISORS, LLC | VERITION FUND MANAGEMENT LLC
Contact Information
Main Address
One American Lane, Greenwich, CT 06831-9998Phone Number
(203) 742-7700# of Employees
899SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Regulatory Assets Under Management
Total Number of Accounts
5AUM (Assets Under Management)
$139,387,444,393Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HAO ADVISORS, LLC | VERITION FUND MANAGEMENT LLC
State Registrations and Notice Filings
(4/16/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Apr 2010About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Mark D Mcdowell's CRS (Customer Relationship Summary).
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