Andrew S. Hamm

SUMMIT PRIVATE WEALTH

Acworth, GA

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CRD#: 5354325

Professional summary

Andrew S Hamm, CFP®, who also goes by Andrew Scott Hamm, is a registered financial advisor currently at SUMMIT PRIVATE WEALTH, LLC located in Acworth, Georgia.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Andrew has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Scott Hamm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew S Hamm's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 6, 2019 - Present

SUMMIT PRIVATE WEALTH, LLC

RIA

CRD#: 301688

Acworth, GA

Past

April 28, 2017 - January 7, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

ATLANTA, GA

Past

April 21, 2017 - January 7, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

ATLANTA, GA

Past

January 17, 2017 - March 29, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

ROSWELL, GA

Past

January 13, 2017 - March 29, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ROSWELL, GA

Past

December 7, 2010 - March 12, 2015

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAVANNAH, GA

Past

December 7, 2010 - March 12, 2015

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SAVANNAH, GA

Past

March 25, 2009 - November 30, 2009

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

ATLANTA, GA

Past

November 19, 2008 - November 30, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

July 20, 2007 - November 20, 2008

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(5/6/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/19/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/31/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/14/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/19/2007

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUMMIT PRIVATE WEALTH, LLC

CRD#: 301688 / SEC#:

Georgia

Registered Investment Advisory firm - (5/6/2019 Approved)

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Contact information

Main Address

Acworth, GA

Mailing Address

Phone number

(404) 702-1036

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 11,812,747

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew S. Hamm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew S Hamm's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/19/2009

Series 63

Date: 7/31/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/14/2009

Series 6

Date: 7/19/2007

Current Firm

SUMMIT PRIVATE WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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