Martha S. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Stucki Williams, CFP®, who also goes by Martha S Mackres, Martha Elizabeth Stucki, Martha S Williams, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2007. Martha had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Core Areas of Focus
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
October 16, 2017 - December 31, 2025
WILLIAMS WEALTH SERVICES
May 16, 2014 - October 18, 2017
WADDELL & REED
May 16, 2014 - October 18, 2017
WADDELL & REED
September 7, 2007 - May 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 8, 2007 - May 19, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WILLIAMS WEALTH SERVICES
CRD#: 289528 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 147 |
| AUM (Assets Under Management) | $ 18,337,709 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
