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DR

David L. Roosth

WATEROUS ENERGY FUND MANAGEMENT (US)
Houston, TX 77002
Some features on this profile are disabled
CRD#: 5353955
DR

Professional summary

David Lawrence Roosth is a registered financial advisor currently at WATEROUS ENERGY FUND MANAGEMENT (US), LLC located in Houston, Texas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. David has worked at 2 firms and has passed the Series 63 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Lawrence Roosth's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2018 - Present

WATEROUS ENERGY FUND MANAGEMENT (US), LLC

Office #1: 333 Clay Street Suite 3700, Houston, TX 77002
RIA
CRD#: 290952
Houston, TX
Past

November 12, 2009 - July 23, 2012

TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC

BD
CRD#: 129772
HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WATEROUS ENERGY FUND MANAGEMENT (US), LLC
WATEROUS ENERGY FUND MANAGEMENT (US), LLC

CRD#: 290952 / SEC#: 801-112304

RIA
Registered Investment Advisory firm - (1/18/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(4/2/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2009
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/11/2009
General Securities Representative Examination

Current Firm

WE
WATEROUS ENERGY FUND MANAGEMENT (US), LLC
WATEROUS ENERGY FUND MANAGEMENT (US), LLC

CRD#: 290952 / SEC#: 801-112304

RIA
Registered Investment Advisory firm - (1/18/2018 Approved)
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Contact information

Main Address
717 Texas Avenue Suite 1200, Houston, TX 77002
Mailing Address
Phone number
(281) 545-7397
Established
Firm type
Fiscal year end
# of Employees
2

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

WATEROUS ENERGY FUND MANAGEMENT (US), LLC - PART 2A (BROCHURE) (3/26/2025)

Regulatory assets under management

Total Number of Accounts16
AUM (Assets Under Management)$ 5,166,632,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WATEROUS ENERGY FUND MANAGEMENT (US), LLC

CRD#: 290952Houston, TX 77002

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