John L. Wilkie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Leovigildo Wilkie, who also goes by John Leovigildo Wilkie, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2007. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2018 - December 5, 2019
VECTORGLOBAL WMG
April 28, 2015 - August 27, 2018
LPL FINANCIAL LLC
April 28, 2015 - August 27, 2018
LPL FINANCIAL LLC
June 1, 2012 - April 30, 2015
WELLS FARGO CLEARING SERVICES, LLC
June 1, 2012 - April 30, 2015
WELLS FARGO CLEARING SERVICES, LLC
May 27, 2008 - June 7, 2012
LPL FINANCIAL LLC
May 27, 2008 - June 7, 2012
LPL FINANCIAL LLC
December 20, 2007 - January 31, 2008
IFMG SECURITIES, INC.
December 20, 2007 - May 27, 2008
IFMG SECURITIES, INC.
August 23, 2007 - October 11, 2007
EDWARD JONES
July 26, 2007 - October 11, 2007
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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