Alexandra M. Schueler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandra Marie Schueler, who also goes by Alexandra Schueler, was a registered financial professional .
Alexandra is a previously registered financial professional and started their career in finance in 2011. Alexandra had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2021 - July 30, 2024
FARVAHAR CAPITAL LLC
June 11, 2019 - May 3, 2021
SAF FINANCIAL SECURITIES LLC
February 27, 2014 - March 13, 2015
GUGGENHEIM FUND SOLUTIONS, LLC
April 22, 2013 - June 21, 2017
GUGGENHEIM SECURITIES, LLC
April 3, 2012 - April 23, 2013
LORD, ABBETT & CO. LLC
November 22, 2011 - April 23, 2013
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARVAHAR CAPITAL LLC
CRD#: 281901 / SEC#: , 8-69692
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
