Rolanda S. Brewer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rolanda Sharon Brewer, who also goes by Rolanda Brewer, was a registered financial professional .
Rolanda is a previously registered financial professional and started their career in finance in 2007. Rolanda had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2016 - January 3, 2017
STURDIVANT & CO. INC
October 8, 2010 - December 16, 2013
STURDIVANT & CO. INC
September 22, 2009 - February 16, 2010
PARK AVENUE SECURITIES LLC
October 12, 2007 - February 15, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STURDIVANT & CO. INC
CRD#: 24583 / SEC#: , 8-41204
Contact information
FINRA licenses (8 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
