Frank E. Cooper
Professional summary
Frank Everett Cooper III, who also goes by Frank Everett Cooper, Frank Cooper, Frank Everett Cooper III, Frank Cooper III, is a registered financial advisor currently at GRAND CENTRAL INVESTMENT GROUP, LLC located in Montreat, North Carolina.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1969. Frank has worked at 9 firms and has passed the Series 65, Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Frank Everett Cooper III's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 21, 2015 - Present
GRAND CENTRAL INVESTMENT GROUP, LLC
Office #2: 324 S. Hyde Park Ave. Suite 390, Tampa, FL 33606September 5, 2014 - December 17, 2014
GRAND CENTRAL INVESTMENT GROUP, LLC
February 13, 2006 - February 4, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 9, 2006 - February 4, 2015
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
October 1, 1999 - February 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
October 1, 1999 - February 10, 2006
WELLS FARGO CLEARING SERVICES, LLC
September 8, 1999 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
May 28, 1992 - September 13, 1999
CITIGROUP GLOBAL MARKETS INC.
May 3, 1982 - June 9, 1992
LEHMAN BROTHERS INC.
January 31, 1980 - May 14, 1982
UBS FINANCIAL SERVICES INC.
November 28, 1977 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
September 9, 1969 - July 3, 1977
REYNOLDS SECURITIES, INC.
Primary Firm SEC Registration
GRAND CENTRAL INVESTMENT GROUP, LLC
CRD#: 172537 / SEC#: 801-81080
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/21/2015)
(6/12/2015)
Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 8/28/1969
Registered Representative ExaminationCurrent Firm
GRAND CENTRAL INVESTMENT GROUP, LLC
CRD#: 172537 / SEC#: 801-81080
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 355 |
| AUM (Assets Under Management) | $ 130,406,076 |
Red Flags
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