SS
Stefany T. Schade
INDEPENDENT FINANCIAL GROUP
CORPUS CHRISTI, TX
Some features on this profile are disabled
CRD#: 5353005
SS
Professional summary
Stefany Tegeler Schade, who also goes by Stefany Dale Tegeler, is a registered financial advisor currently at INDEPENDENT FINANCIAL GROUP, LLC located in Corpus Christi, Texas.
Stefany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Stefany has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Stefany Dale Tegeler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) TOROSO FINANCIAL GROUP POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 Address: DESCRIPTION: 95% owner of business entity used as office of supervisory jurisdiction (2) TOROSO FINANCIAL GROUP - DBA POSITION: Owner NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2009 Address: DESCRIPTION: 95% owner of DBA used for marketing purposes (3) TEGELER SCHADE & ASSOCIATES POSITION: Managing Member NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2009 ADDRESS: 615 N. Upper Broadway, Ste. 1130, Corpus Christi TX 78401, United States DESCRIPTION: entity provides accounting services and transition services to financial advisors that either are or will be affiliated with Independent Financial Group. (4) SCHADE MAKING A DIFFERENCE POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 Address: DESCRIPTION: Website to promote volunteerism (5) WILD WEST SERVICES POSITION: Owner NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2020 ADDRESS: 8026 Corinth Drive, Corpus Christi TX 78413, United States DESCRIPTION: Shell entity for tax purposes (6) GOODWILL INDUSTRIES OF SOUTH TEXAS POSITION: Director Emeritus NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 2961 S. Port Ave, Corpus Christi TX 78405, United States DESCRIPTION: Director Emeritus on the Board of Directors. (7) JUNIOR LEAGUE OF CORPUS CHRISTI POSITION: Volunteer NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 4 START DATE: 08/01/2011 ADDRESS: 5350 S. Staples Suite 208, Corpus Christi TX 78411, United States DESCRIPTION: I volunteer as a member of this organization. I will serve as Treasurer-Elect for fiscal year 2024-2025 and Treasurer for fiscal year 2025-2026. There will be 4 authorized signers on the checking account, overseen by 10 board members, with the following checks and balances policy in place: 1. Two signatures for all checks should be obtained2. Copies of all checks, bank debits or other disbursements should be included in the monthly board report and initialed by the President or President-Elect evidencing their review3. The bookkeeper should have a direct line of communication with the President and/or President-Elect if they feel like any suspicious activity is going on.4. Credit card statements should be included in the monthly board report and initialed by the President or President-Elect evidencing their review5. Investment statements should be reviewed on a monthly basis by the Bookkeeper and/or President and/or President-Elect. Review should be evidenced by the person's initials and the date the review was conducted. TEGELER SCHADE & ASSOCIATES POSITION: Managing Member NATURE: Consulting Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2009 ADDRESS: 615 N. Upper Broadway, Ste. 1130, Corpus Christi TX 78401, United States DESCRIPTION: entity provides accounting services and transition services to financial advisors TOROSO FINANCIAL ADVISORS POSITION: Officer/Director NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2025 ADDRESS: 8026 Cornith Drive, Corpus Christi TX 78413, United States DESCRIPTION: Infrastructure and framework for an ORIA for recruiting purposes
CRS (Client Relationship Summary) - RIA
Click below to view Stefany Tegeler Schade's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stefany Tegeler Schade's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 15, 2021 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
CORPUS CHRISTI, TX
Current
July 15, 2021 - Present
INDEPENDENT FINANCIAL GROUP, LLC
RIA
BD
CRD#: 7717
CORPUS CHRISTI, TX
Past
November 1, 2017 - July 15, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
CORPUS CHRISTI, TX
Past
September 19, 2017 - July 15, 2021
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
CORPUS CHRISTI, TX
Past
January 15, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
SAN DIEGO, CA
Past
January 15, 2009 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
SAN DIEGO, CA
Past
November 16, 2007 - January 21, 2009
NEXT FINANCIAL GROUP, INC.
RIA
CRD#: 46214
CORPUS CHRISTI, TX
Past
August 28, 2007 - January 21, 2009
NEXT FINANCIAL GROUP, INC.
BD
CRD#: 46214
CORPUS CHRISTI, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/15/2021)
RR
Arizona(7/15/2021)
RR
Arkansas(8/20/2025)
RR
California(7/15/2021)
RR
Colorado(7/15/2021)
RR
Connecticut(7/15/2021)
RR
Florida(7/15/2021)
RR
Georgia(7/15/2021)
RR
Hawaii(7/15/2021)
RR
Idaho(7/15/2021)
RR
Illinois(7/15/2021)
RR
Indiana(7/15/2021)
RR
Iowa(7/15/2021)
RR
Kansas(7/15/2021)
RR
Kentucky(7/15/2021)
RR
Louisiana(7/15/2021)
RR
Maine(7/15/2021)
RR
Maryland(7/15/2021)
RR
Massachusetts(7/15/2021)
RR
Minnesota(7/15/2021)
RR
Mississippi(7/15/2021)
RR
Missouri(7/15/2021)
RR
Montana(7/15/2021)
RR
Nevada(7/15/2021)
RR
New Hampshire(7/15/2021)
RR
New Jersey(7/15/2021)
RR
New Mexico(7/15/2021)
RR
New York(7/15/2021)
RR
North Carolina(7/16/2021)
RR
Ohio(7/15/2021)
RR
Oklahoma(7/15/2021)
RR
Oregon(7/15/2021)
RR
Pennsylvania(7/15/2021)
RR
Rhode Island(7/15/2021)
RR
South Carolina(7/15/2021)
RR
South Dakota(7/15/2021)
RR
Tennessee(7/15/2021)
RR
Texas(7/15/2021)
IAR
Texas(7/15/2021)
RR
Utah(7/15/2021)
RR
Vermont(7/15/2021)
RR
Virginia(7/15/2021)
RR
Washington(7/15/2021)
RR
Wisconsin(7/15/2021)
RR
Wyoming(7/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
INDEPENDENT FINANCIAL GROUP, LLC
HAGERTY STEWART & ASSOCIATES LLC | INDEPENDENT FINANCIAL GROUP, LLC | INDEPENDENT FINANCIAL GROUP, INC | IFG FINANCIAL GROUP, LLC | HAGERTY, VAN MOURICK & LOGAN | HAGERTY, STEWART AND ASSOCIATES, INC. | HAGERTY, STEWART & ASSOCIATES, INC.
CRD#: 7717 / SEC#: 801-62667, 8-22870
RIA
Registered Investment Advisory firm - SEC (1/30/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Mailing Address
12671 High Bluff Drive Suite 200, San Diego, CA 92130
Phone number
(858) 436-3180
Established
Delaware since 07/09/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
622
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INDEPENDENT FINANCIAL GROUP, INC. | OWNER | |
| DAVIS, SCOTT EARLE | CFO & FINOP | 7160800 |
| DENNEN, BRIAN | CCO BROKERAGE & ADVISORY | 3239786 |
| FISCHER, DAVID ALLEN | MANAGING DIRECTOR | 1634222 |
| HEISING, SCOTT ALLEN | CHIEF EXECUTIVE OFFICER/ MANAGING DIRECTOR | 2192259 |
| KEEFE, KEVIN MICHAEL | PRESIDENT, COO | 1869560 |
| KREISMAN, SARAH JILL | SVP & GENERAL COUNSEL | 2671706 |
| PEARSON, TROY DALE | ROSFP | 2413897 |
Regulatory assets under management
| Total Number of Accounts | 44,046 |
| AUM (Assets Under Management) | $ 11,322,059,063 |
Disclosures
| Regulatory Event | 15 |
| Arbitration | 2 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
