David J. Sun
Professional summary
David James Sun is a registered financial professional currently at QUANTLAB BROKERAGE, LLC located in Houston, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 2 firms and has passed the Series 66, Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Sun's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2023 - Present
QUANTLAB BROKERAGE, LLC
Office #1: 3 Greenway Plaza Suite 200, Houston, TX 77046June 22, 2007 - December 20, 2011
QUANTLAB SECURITIES LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2023)
(4/11/2023)
(4/11/2023)
(4/11/2023)
Exams
Series 57TO
Date: 11/3/2024
Securities Trader ExamSeries 7TO
Date: 2/3/2023
General Securities Representative ExaminationSeries 55
Date: 8/29/2007
Limited Representative-Equity Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
MIAX PEARL, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq BX, Inc.
Nasdaq PHLX LLC
Nasdaq Stock Market
New York Stock Exchange
Current Firm
QUANTLAB BROKERAGE, LLC
CRD#: 299468 / SEC#: , 8-70274
Contact information
FINRA licenses (4 States and Territories)
Documents
Red Flags
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