Bryan J. Urquidez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bryan Joseph Urquidez was a registered financial professional .
Bryan is a previously registered financial professional and started their career in finance in 2007. Bryan had worked at 6 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 10, 2012 - May 2, 2012
BCN FINANCIAL, INC.
April 1, 2011 - April 19, 2012
QUEST SECURITIES, INC.
November 11, 2010 - March 4, 2011
WADDELL & REED
November 11, 2010 - March 4, 2011
WADDELL & REED
December 7, 2009 - June 14, 2010
PRINCIPAL SECURITIES, INC.
November 17, 2009 - June 14, 2010
PRINCIPAL SECURITIES, INC.
March 10, 2008 - November 19, 2009
MSI FINANCIAL SERVICES, INC.
January 28, 2008 - November 19, 2009
MSI FINANCIAL SERVICES, INC.
September 13, 2007 - October 10, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BCN FINANCIAL, INC.
CRD#: 135655 / SEC#:
Contact information
Red Flags
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