Lorylen S. Ludgate
Professional summary
Lorylen Shiber Ludgate, who also goes by Loryl Shiber, Lorylen Shiber, Lorylen Shiber Valledor, Lorylen Shiber Williams Mrs., Lorylen Shiber Williams, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Lorylen is registered as a RR (Registered Representative) and started their career in finance in 2007. Lorylen has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lorylen Shiber Ludgate's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 5, 2026 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016December 22, 2016 - November 28, 2025
ALLSPRING FUNDS MANAGEMENT, LLC
January 6, 2009 - December 31, 2014
ALLSPRING FUNDS MANAGEMENT, LLC
June 27, 2007 - November 28, 2025
ALLSPRING FUNDS DISTRIBUTOR, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/5/2026)
(1/5/2026)
(1/5/2026)
Exams
What does exam status mean?
Series 6
Passed: 6/26/2007
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BAJNON, MOSHE | CO-PRESIDENT | 4124712 |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| FISHER, ROBERT JASON | CO-PRESIDENT | 5083144 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
Red Flags
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