Lanny K. Rosenbaum

SIP FINANCIAL SERVICES

Glenville, NY 12302

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CRD#: 5352329

Professional summary

Lanny Kevin Rosenbaum is a registered financial advisor currently at SIP FINANCIAL SERVICES located in Glenville, New York.

Lanny is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Lanny has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lanny Kevin Rosenbaum's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2022 - Present

SIP FINANCIAL SERVICES

Office #1: 133 Saratoga Road Suite #5, Glenville, NY 12302

RIA

CRD#: 144985

Glenville, NY

Past

June 12, 2007 - July 11, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ALBANY, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(3/16/2022)

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Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 6/11/2007

General Securities Representative Examination

Current Firm

SIP FINANCIAL SERVICES

ROSENBAUM, LANNY, KEVIN | SIP FINANCIAL SERVICES

CRD#: 144985 / SEC#:

New York

Registered Investment Advisory firm - (9/4/2007 Approved)

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Contact information

Main Address

133 Saratoga Road Suite #5, Glenville, NY 12302

Mailing Address

Phone number

(518) 384-2800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	138
AUM (Assets Under Management)	$ 24,426,149

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Lanny K. Rosenbaum

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lanny Kevin Rosenbaum's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIP FINANCIAL SERVICES

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2007

Series 7

Date: 6/11/2007

Current Firm

SIP FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SIP FINANCIAL SERVICES

TRUST BUT VERIFY

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