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ER

Eric J. Rosiak

AMPLIFY COMMUNITY INVESTMENT PARTNERS
MIAMI BEACH, FL 33139
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CRD#: 5352200
ER

Professional summary


Eric James Rosiak, who also goes by Eric J. Rosiak, Eric James Rosiak, is a registered financial professional currently at AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC located in Miami Beach, Florida.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2007. Eric has worked at 7 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eric J. Rosiak | Eric James Rosiak

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Eric James Rosiak's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 3, 2023 - Present

AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

Office #1: 1688 Meridian Avenue Suite 700, Miami Beach, FL 33139
BD
CRD#: 326530
MIAMI BEACH, FL
Past

July 29, 2015 - November 1, 2023

B. RILEY SECURITIES, INC.

BD
CRD#: 25027
Dallas, TX
Past

October 5, 2011 - December 5, 2011

COMMERCE STREET INVESTMENT MANAGEMENT

RIA
CRD#: 144278
DALLAS, TX
Past

August 7, 2009 - July 27, 2015

COMMERCE STREET CAPITAL, LLC

BD
CRD#: 143797
DALLAS, TX
Past

February 23, 2009 - March 20, 2009

NEXGEN CAPITAL INVESTORS, LLC

RIA
CRD#: 148340
CHICAGO, IL
Past

August 25, 2008 - March 24, 2009

MCCLENDON, MORRISON & PARTNERS, INC.

BD
CRD#: 14684
CHICAGO, IL
Past

July 17, 2007 - July 29, 2008

PERFORMANCE TRUST CAPITAL PARTNERS, LLC

BD
CRD#: 36155
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(12/11/2023)
RR
Arizona
(1/1/2024)
RR
Arkansas
(1/30/2024)
RR
California
(11/29/2023)
RR
Colorado
(12/6/2023)
RR
Connecticut
(1/2/2024)
RR
Delaware
(12/5/2023)
RR
Florida
(1/22/2024)
RR
Georgia
(1/3/2024)
RR
Hawaii
(12/26/2023)
RR
Idaho
(11/27/2023)
RR
Illinois
(3/27/2024)
RR
Indiana
(4/2/2024)
RR
Iowa
(11/27/2023)
RR
Kansas
(12/11/2023)
RR
Kentucky
(12/1/2023)
RR
Louisiana
(11/27/2023)
RR
Maine
(12/15/2023)
RR
Maryland
(11/30/2023)
RR
Massachusetts
(1/19/2024)
RR
Michigan
(12/11/2023)
RR
Minnesota
(1/3/2024)
RR
Mississippi
(11/27/2023)
RR
Missouri
(2/8/2024)
RR
New Hampshire
(1/11/2024)
RR
New Jersey
(1/30/2024)
RR
New Mexico
(4/16/2024)
RR
New York
(11/27/2023)
RR
North Carolina
(12/4/2023)
RR
North Dakota
(5/2/2024)
RR
Ohio
(11/27/2023)
RR
Oklahoma
(11/27/2023)
RR
Oregon
(12/14/2023)
RR
Pennsylvania
(11/28/2023)
RR
Rhode Island
(11/27/2023)
RR
South Carolina
(12/11/2023)
RR
Tennessee
(1/3/2024)
RR
Texas
(11/12/2023)
RR
Utah
(11/28/2023)
RR
Vermont
(1/11/2024)
RR
Virginia
(1/2/2024)
RR
Washington
(1/10/2024)
RR
Wisconsin
(11/27/2023)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 9/4/2007
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 11/3/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AC
AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC
AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

CRD#: 326530 / SEC#: , 8-71089

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information


Main Address
1688 Meridian Avenue Suite 700, Miami Beach, FL 33139
Mailing Address
1688 Meridian Avenue Suite 700, Miami Beach, FL 33139
Phone number
(217) 637-6100
Established
Delaware since 04/04/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (43 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ROSIAK, ERIC JAMESFOUNDER, CEO AND CHIEF INVESTMENT OFFICER5352200
NIXON, JON ALANFINOP4710715
SMULEVITZ, CHARLESCCO5099387

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLC

CRD#: 326530Miami Beach, FL 33139

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