Adam D. Bettis

ALERA INVESTMENT ADVISORS

Overland Park, KS 66210

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CRD#: 5352182

Professional summary

Adam D Bettis, AIF® is a registered financial advisor currently at ALERA INVESTMENT ADVISORS, LLC located in Overland Park, Kansas and OSAIC WEALTH, INC. located in Overland Park, Kansas.

Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Adam has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BROADVIEW CAPITAL MANAGEMENT LLC POSITION: Member NATURE: LLC taxed as S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/20/2022 ADDRESS: 5901 Cherokee Drive, Fairway KS 66205, United States DESCRIPTION: No formal duties. Owner/manager of single member LLC.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam D Bettis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 25, 2025 - Present

ALERA INVESTMENT ADVISORS, LLC

Office #1: 7500 College Blvd Suite 350, Overland Park, KS 66210

RIA

CRD#: 287906

Overland Park, KS

Current

August 5, 2025 - Present

OSAIC WEALTH, INC.

Office #1: 7500 College Blvd Suite 507, Overland Park, KS 66210

RIA

CRD#: 23131

Overland Park, KS

Past

August 2, 2022 - July 9, 2025

TFB ADVISORS, LLC

RIA

CRD#: 321870

OVERLAND PARK, KS

Past

November 1, 2021 - June 30, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Overland Park, KS

Past

August 1, 2014 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

OVERLAND PARK, KS

Past

August 1, 2014 - July 8, 2025

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

OVERLAND PARK, KS

Past

March 19, 2013 - September 5, 2014

FWM LEGACY, LLC

RIA

CRD#: 144344

KANSAS CITY, MO

Past

July 5, 2011 - January 31, 2013

LPL FINANCIAL LLC

CRD#: 6413

LAWRENCE, KS

Past

September 18, 2007 - July 5, 2011

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

TOPEKA, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/11/2025)

Illinois
(8/12/2025)

IAR

Kansas
(6/25/2025)

Kansas
(8/8/2025)

Michigan
(8/11/2025)

Missouri
(8/6/2025)

IAR

Texas
(6/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/18/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/24/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/2007

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

CRD#: 287906 / SEC#: 801-111892

RIA

Registered Investment Advisory firm - (10/26/2017 Approved)

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Contact information

Main Address

Three Parkway North Suite 500, Deerfield, IL 60015-2567

Mailing Address

Phone number

(847) 457-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (5/1/2025)

Regulatory assets under management

Total Number of Accounts	3,097
AUM (Assets Under Management)	$ 3,572,112,624

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Adam D. Bettis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam D Bettis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

TFB ADVISORS, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS INVESTMENT COMPANY, LLC

FWM LEGACY, LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

Primary Firm SEC Registration

ALERA INVESTMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/18/2013

Series 63

Date: 9/24/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/17/2007

FINRA

Current Firm

ALERA INVESTMENT ADVISORS, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALERA INVESTMENT ADVISORS, LLC

TRUST BUT VERIFY

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