Dylan M. Falvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dylan Madden Falvey was a registered financial professional .
Dylan is a previously registered financial professional and started their career in finance in 2007. Dylan had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2023 - March 2, 2026
NPM SECURITIES, LLC
March 27, 2019 - March 31, 2023
TRADEPRO SECURITIES, LLC.
March 10, 2016 - March 26, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC
September 10, 2015 - January 28, 2016
SECOND STREET SECURITIES, INC.
July 1, 2011 - September 13, 2013
PALADIN MARKET ADVISORS, LLC
October 1, 2010 - February 22, 2011
RODMAN & RENSHAW, LLC
June 12, 2007 - August 20, 2007
JAMES E. COFFEY SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NPM SECURITIES, LLC
CRD#: 168469 / SEC#: , 8-69312
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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